合规主任/高级合规主任 Compliance Officer/Senior Compliance Officer

跳到主要内容 合规主任/高级合规主任 Compliance Officer/Senior Compliance Officer 信也科技 香港特别行政区, 中国 申请 合规主任/高级合规主任 Compliance Officer/Senior Compliance Officer 信也科技 香港特别行政区, 中国 1 周前 成为前 25 位申请者 查看信也科技为该职位招聘的员工 申请 保存 举报此职位 直接发消息给信也科技的职位发布者 Silvia Zhao Silvia Zhao Sr. Human Resources Expert @ FinVolution | Global Talent Acquisition, HR Solutions 岗位职责1\负责公司持牌放债人业务的日常合规管理，确保业务符合香港《放债人条例》及相关监管要求。2\审核贷款产品、合同、费用披露、利率展示、广告宣传、催收话术及客户通知。3\负责 KYC、CDD、AML/CTF、制裁筛查、可疑交易监控及内部合规检查。4\协助处理牌照续期、监管问询、内部政策更新及合规培训。5\监控销售、客服、审批、放款、催收等流程中的合规风险。6\跟进客户投诉、监管投诉及内部事件调查，提出整改建议。7\与法务、风控、运营、产品及外部顾问合作，推动合规流程落地。8\定期向管理层提交合规报告，包括关键风险、整改进度和监管变化影响。任职要求1\本科或以上学历，法律、金融、会计、风险管理、商业或相关专业。2\3-5 年香港金融合规经验，必须来自大型持牌放债人、消费金融、银行个人贷款/信用卡或 fintech lending 机构。3\熟悉香港放债人业务流程，包括贷款申请、身份验证、合同签署、放款、还款、催收及投诉处理。4\熟悉 AML/KYC、客户资料保护、广告合规、贷款文件披露及催收合规要求。5\能独立审查业务文件、流程及营销材料，并提出可执行的合规意见。6\中英文书面能力良好，会粤语优先。7\细致、稳健、有原则，能平衡业务增长与合规风险。Key Responsibilities:Manage the daily compliance operations for the company’s licensed money lending business, ensuring full adherence to the Hong Kong Money Lenders Ordinance (Cap. 163) and relevant regulatory requirements.Review loan products, contracts, fee disclosures, interest rate presentations, advertising materials, collection scripts, and customer communications for compliance.Oversee KYC, CDD, AML/CTF, sanctions screening, suspicious transaction monitoring, and internal compliance audits.Assist with license renewals, regulatory inquiries, internal policy updates, and the delivery of compliance training.Monitor and identify compliance risks across key business processes, including sales, customer service, credit approval, loan disbursement, and debt collection.Manage customer complaints, regulatory complaints, and internal incident investigations, and propose actionable remediation plans.Collaborate with Legal, Risk Management, Operations, Product, and external advisors to drive the effective implementation of compliance frameworks.Prepare and present regular compliance reports to senior management, highlighting key risks, remediation progress, and the impact of regulatory changes.Qualifications:Bachelor’s degree or above in Law, Finance, Accounting, Risk Management, Business, or a related field.3-5 years of financial compliance experience in Hong Kong, strictly from large licensed money lenders, consumer finance institutions, bank personal loan/credit card divisions, or fintech lending platforms.Solid understanding of the end-to-end money lending process in Hong Kong, covering loan application, identity verification, contract execution, loan disbursement, repayment, debt collection, and complaint handling.Comprehensive knowledge of AML/KYC, personal data privacy, advertising compliance, loan document disclosure, and debt collection regulations.Ability to independently review business documents, operational workflows, and marketing materials, and provide practical, actionable compliance advice.Strong written English and Chinese skills; Cantonese proficiency is preferred.Meticulous, steady, and highly principled, with the ability to effectively balance business growth and compliance risk. Show more Show less 职位级别 中高级 职位性质 全职 职能类别 其他和法律 所属行业 金融服务 ...